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Return to Work - Short-Term Absence

An important step towards completing the absence management process is validating the work done by the Replacement Representative during the absence. Trading activities should be reviewed by the Servicing Representative upon his or her return to ensure that they are in line with suitability criteria and the client's instructions.

Activity Review

Upon his or her return, the Servicing Representative should review all activity conducted by his or her clients during his or her absence. The Servicing Representative must review and countersign Update forms for any accounts opened and updates made by the Replacement Representative during his or her absence

Location

Alliance Financial Group
200 Consumers Road, Suite 700, Toronto, ON M2J 4R4 Canada

Contact

Local: 416-490-1974
Toll Free: 1-877-490-1974

Office Hours

Mon-Fri 9am-5pm
Sat-Sun closed